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BlackBox
Compliance


Big Shifts!
Lately I’ve been keeping an eye on some pretty big shifts in the compliance world: 1. Goldman pushing for delayed reporting on massive bond trades (transparency vs. liquidity - big debate). 2. The UK’s FCA calling out smaller brokers for weak insider-trading controls (too many “informal” policies). 3. In the US, the SEC is rewriting the playbook on crypto - custody, trading, even transfer agents on blockchain. For me, it’s a reminder that compliance isn’t just about ticking b

Paul Evans
Sep 12, 20251 min read
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