Big Shifts!

Lately I’ve been keeping an eye on some pretty big shifts in the compliance world:

1. Goldman pushing for delayed reporting on massive bond trades (transparency vs. liquidity - big debate).

2. The UK’s FCA calling out smaller brokers for weak insider-trading controls (too many “informal” policies).

3. In the US, the SEC is rewriting the playbook on crypto - custody, trading, even transfer agents on blockchain.

For me, it’s a reminder that compliance isn’t just about ticking boxes - it’s about staying sharp as the ground moves under our feet.

Curious what others in the industry think: are these changes going to make life easier… or harder?

#Compliance #Risk #Banking #Trading #Crypto